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Removal/Prohibition Orders

Removal/Prohibition Orders issued by the Commissioner of Finance

The following Orders of Removal/Prohibition have been issued by the Commissioner of Finance:

Bouse - Order of Prohibition issued against Rick W. Bouse, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective June 12, 2006.

Burk - Order of Prohibition issued against Shirley J. Burk, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 2, 2007.

Bridges - Order of Prohibition issued against Terry Bridges, prohibiting her from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.

DeLong - Order of Prohibition issued against Rich DeLong, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective May 10, 2007.

Enders - Order of Prohibition issued against Paula Enders, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 10, 2007.

Geoghegan - Order of Removal and Prohibition issued against Dennis Geoghegan, removing and prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective July 27, 2007.

Hagan - Order of Prohibition issued against Richard R. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective November 15, 2007.

Hagan - Order of Prohibition issued against Terry L. Hagan, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 17, 2007.

Hall - Order of Prohibition issued against Randy L. Hall, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 5, 2007.

Kassebaum, Cheryl - Order of Prohibition issued against Cheryl Kassebaum, prohibiting her from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 31, 2007.

Kassebaum, Scott - Order of Prohibition issued against Scott A. Kassebaum, prohibiting him from participating in any manner in the conduct of the affairs or governance of any mortgage broker licensed under Chapter 443 RSMo or any other financial institution under the jurisdiction of the Division of Finance, effective July 3, 2007.

Lane - Order of Prohibition issued against Perry Lane, prohibiting him from participating in any manner in the conduct of the affairs of any bank, savings or trust institution supervised by the Director of the Division of Finance, effective October 18, 2006.

Penberthy - Order of Prohibition issued against Randy Penberthy, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective October 19, 2007.

Richardson - Order of Prohibition issued against Joseph E. Richardson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective January 8, 2008.

Sanders - Order of Prohibition issued against Steven D. Sanders, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective September 28, 2007.

Schmidt - Order of Prohibition issued against Steve S. Schmidt, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 27, 2007.

Thompson - Order of Prohibition issued against Jeffrey W. Thompson, prohibiting him from participating in any manner in the conduct of the affairs or governance of any institution or entity under the jurisdiction of the Division of Finance, effective August 21, 2007.

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Removal/Prohibition Orders issued by Other Regulators

Federal regulatory agencies all have removal/prohibition authority, which applies to all federally insured depository institutions in the United States and its territories.  Each of those regulatory agencies make such information publicly available, including Internet publication.  The following links will direct you to the appropriate web page for each agency where a search can be performed for regulatory actions, including removal/prohibitions, issued by the respective regulator.

Federal Deposit Insurance Corporation - FDIC Enforcement Decisions and Orders

Federal Reserve Board of Governors - List of Enforcement Actions

Office of the Comptroller of the Currency - Legal and Regulatory:  Enforcement Actions

Office of Thrift Supervision - Search the OTS Enforcement Orders Database

The following Removal/Prohibition Orders issued recently by other regulators have Missouri implications:

Bouse - Order of Prohibition issued against Rick W. Bouse, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured depository institution, effective July 18, 2007.

DeLong - Order of Prohibition issued against Richard N. DeLong prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured depository institution, effective August 1, 2007.

Gentile - Order of Prohibition from Further Participation issued against Jenny R. Gentile, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective February 8, 2008.

Huffman - Order of Prohibition from Further Participation issued against William Michael Huffman, prohibiting him from participating in any manner in the conduct of the affairs of any financial institution, effective March 14, 2007.

Lane - Order of Prohibition issued against Perry D. Lane, prohibiting him from participating in any manner in the conduct of the affairs of any insured depository institution or any holding company of an insured Depository institution, effective January 30, 2007.

Levesque - Order of Prohibition from Further Participation issued against Deborah M. Levesque, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective February 8, 2008.

St. Clair - Order of Removal from Office and Prohibition from Further Participation against Wanda F. St. Clair , prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective March 14, 2007.

Schieferle - Order of Prohibition from Further Participation issued against Heather R. Schieferle, prohibiting her from participating in any manner in the conduct of the affairs of any financial institution, effective August 7, 2007.